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CSRC Accepts Filings by Fund IT Service Providers

君合法律评论  · 公众号  ·  · 2020-11-09 16:30
On October 23, 2020, the China Securities Regulatory Commission (CSRC) issued the Guidelines for the Application of Regulatory Rules – Technology Related Supervision No. 1 (“Guidelines”). The Guidelines provide further clarification on the Administrative Provisions on the Filing of Securities Service Institutions Providing Securities Related Services (“Filing Provisions”) promulgated by the CSRC on July 24, 2020 with respect to the filing of securities service providers.It is worth noting that, pursuant to Item 5 of the Guidelines, “fund IT service providers” (as defined below) shall refer to the relevant provisions of the Guidelines regarding filing methods and materials when filing in accordance with the Administrative Measures on Information Technology of Securities and Fund Operating Institutions (“Administrative Measures”), which was issued by the CSRC in De ………………………………

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